Texas Department of Protective and Regulatory
Services:
An Inventory of Records at the Texas State Archives,
1992-2000
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Creator: |
Texas. Dept. of Protective and
Regulatory Services. |
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Title: |
Records |
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Dates: |
1992-2000 |
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Abstract: |
Minutes, agenda,
printed materials, correspondence, reports, memoranda, computer discs,
audiocassette tapes, and presentation materials document meetings and
correspondence of the governing board of the Texas Department of Protective and
Regulatory Services from its creation in 1992 through 2000. Minutes files
frequently contain both brief summaries of minutes and full meeting
transcripts, in addition to agenda and meeting supporting documentation.
Correspondence passes between board members, agency staff, members of the
Legislature, other state and local officials, and members of the public.
Subjects addressed by the board include assorted administrative and policy
matters, child care and child care licensing, child abuse, foster care,
adoption and adoptive homes, abuse of the elderly, and nursing homes and care
of the elderly. |
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Quantity: |
14 cubic
ft. |
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Language |
English. |
As a result of the passage of House Bill 7 by the First Called Session
of the 72nd Legislature in 1991, mandating a major reorganization of the
state's health and human services organizations, all functions, programs, and
services related to child protective services, including adoptions and foster
care were transferred from the Texas Department of Human Services to the newly
created Texas Department of Protective and Regulatory Services (PRS), effective
September 1, 1992. By September 1, 1993 the new department also took on the
licensing of child center facilities and all adult protective services,
including investigations of abuse and neglect within the Texas Department of
Mental Health and Mental Retardation (clarified by 1995 legislation) and client
services. Abuse and neglect investigations in facilities operated by the Texas
Department of Health, however, were transferred to the Department of Humans
Services, while the Department of Health retained certain functions (such as
licensure and certification) relating to institutions other than long-term care
facilities. Thus, the new PRS was charged with protecting children, protecting
elderly or disabled adults who live at home or in state facilities, and
licensing group day-care homes, day-care centers, and registered family homes.
Additionally, legislation passed in 1993 by the 73rd Legislature made PRS
responsible for services to runaways and at-risk youth. As a part of the 1991
reorganization, PRS and 10 other agencies were placed under the umbrella of the
new Health and Human Services Commission (HHSC). HHSC was to integrate the
strategic planning and budget request processes for the states major health and
human services agencies.
The governing body of the agency is a six member board appointed by
the governor with the advice and consent of the Senate for overlapping 6 year
terms. Four of the members must have a demonstrated interest in the services
provided by the department while the remaining two must represent the general
public. Conflict of interest and lobbyist restrictions apply.
As of 2001, PRS employs some 6,000 people in more than 275 offices
across the state to protect the physical safety and emotional well-being of
vulnerable citizens of Texas. The Adult Protective Services unit investigates
reports of abuse, neglect, and exploitation of elderly people and people with
disabilities living at home or in facilities licensed by the Texas Department
of Mental Health and Mental Retardation; provides or arranges for protective
services, which may include referral to other programs, respite care,
guardianship, emergency assistance with food, shelter, and medical care,
transportation, counseling, or other remedies; and oversees, monitors, and
conducts investigations in facilities regulated by other state agencies. The
Child-Care Licensing unit safeguards the basic health, safety, and well-being
of Texas children by developing and enforcing minimum standards for
child-caring facilities and child-placing agencies; investigates complaints and
serious incidents involving day-care and residential-care facilities and, if
necessary, takes corrective or adverse action; licenses group day-care homes,
day-care centers, and registered family homes, child-placing agencies, and
privately- and publicly-owned residential child-care facilities. The Protective
Services for Families and Children (later Child Protective Services) unit
investigates reports of abuse and neglect of children; places children in
foster care; places children in permanent adoptive homes; provides services to
help stabilize runaways and at-risk youth; contracts with other agencies to
provide clients with specialized services; and provides services to children
and families in their own homes. The Community Initiatives for Program
Development unit began providing nonresidential services and limited short term
residential services for youth in 1993, when these and the runaway hotline were
transferred from the Department of Human Services and the Governor's Office, to
serve at-risk youth, truants, and runaways. Finally, the Ombudsman's Office,
created in 1993, serves as a neutral third party for inquiries related to
case-specific complaints and conducts case reviews after administrative reviews
of investigative findings have been competed at the regional level.
Additionally, county child welfare boards are entities of the
Department of Protective and Regulatory Services for purposes of providing
coordinated state and local public welfare services for children and their
families and for the coordinated use of federal, state, and local funds for
these services. According to Section 264.005 of the Texas Family Code, the
commissioners court of a county may appoint a child welfare board for the
county. The commissioners court and PRS determine the size of the board and the
qualifications of its members. However, a board must have not less than seven
and not more than 15 members, and the members must be residents of the county.
The members serve at the pleasure of the commissioners court, without
compensation, and may be removed by the court for just cause. The members of a
county child welfare board select a presiding officer and perform the duties
required by the commissioners court and the department to accomplish the
purposes of the chapter. A county child welfare board is a governmental unit
for the purposes of Chapter 101, Civil Practice and Remedies Code. The
commissioners court of a county may appropriate funds from its general fund or
any other fund for the administration of its county child welfare board. The
court may provide for services to and support of children in need of protection
and care without regard to the immigration status of the child or the child's
family. PRS may establish and maintain local bank or savings accounts for a
child who is under the managing conservatorship of PRS as necessary to
administer funds received in trust for or on behalf of the child. Such funds
may be used by PRS to support the child, including the payment for foster care
expenses, or the payment of a person providing care for the child.
The Texas Department of Human Services' Protective Services area
provided protective services for abused and neglected children, families,
spouses, and elderly or disabled adults and administered the state's licensing
program until August of 1992. The Department of Human Services (DHS) was
originally created as the Department of Public Welfare in 1939.
Minutes, agenda, printed materials, organization charts,
correspondence, faxes, clippings, reports, proposed strategic plans, budget
summaries, memoranda, witness registration cards, computer discs, photographs,
audiocassette tapes, and presentation materials document meetings, public
hearings, and correspondence of the governing board of the Texas Department of
Protective and Regulatory Services from its creation in 1992 through 2000.
Minutes files frequently contain both brief summaries of minutes and full
meeting transcripts, in addition to agenda and meeting supporting
documentation. The board occasionally retired into executive sessions, often
regarding personnel and legal issues, but record of these sessions
(confidential under Texas Government Code 551, Sections 071-086 and146) has not
been included in the minutes or transcripts. Correspondence passes between
board members, agency staff, members of the Legislature, other state and local
officials, and, occasionally, members of the public involved in client cases.
Subjects addressed by the board include assorted administrative and policy
matters, employees, budgeting, legislation affecting the agency and its
functions, regional and county protective service programs, child care and
child care licensing, child abuse, foster care, adoption and adoptive homes,
mediation, nursing homes and care of the elderly, abuse of the elderly, home
and community based services, and family preservation.
To prepare this inventory, the described materials were cursorily
reviewed to delineate series, to confirm the accuracy of contents lists, to
provide an estimate of dates covered, and to determine record types.
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Organization of the Records |
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These records are organized into two series: |
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Board minutes and agenda with supporting documentation,
1992-2000, 10 cubic ft. |
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Administrative correspondence, 1993-2000, 4 cubic ft. |
Restrictions on Access
Files contain the following confidential information and must be
reviewed by an archivist prior to use by the public:
- Telephone calling card numbers are confidential according to
Section 552.137 of the Public Information Act.
- Names, addresses and other identifying information of
individuals using agency services are confidential according to Section 12.003
of the Texas Human Resources Code, stating that except for purposes directly
connected with the administration of the department's assistance programs, it
is an offense for a person to solicit, disclose, receive, or make use of, or to
authorize, knowingly permit, participate in, or acquiesce in the use of the
names of, or any information concerning, persons applying for or receiving
assistance if the information is directly or indirectly derived from the
records, papers, files, or communications of the department or acquired by
employees of the department in the performance of their official duties.
- Names, photographs, and all other information identifying
juveniles placed in foster care/protective services are confidential and
subject to review according to Section 40.005 of the Texas Human Resources
Code, Sections 261.201 and 264.408 of the Texas Family Code, and the Public
Information Act, Chapter 552 of the Texas Government Code.
- It may be necessary to review the records for confidential
information regarding reporters of abuse in nursing homes according to Section
242.127 of the Texas Health and Safety Code.
- E-mail addresses of members of the public are confidential
according to Section 552.137 of the Texas Public Information Act.
- Home addresses of board members and social security numbers
of agency employees may be confidential according to Section 552.024 of the
Texas Public Information Act.
- Common-law privacy may apply to some correspondence according
to Section 552.101 of the Texas Public Information Act.
Restrictions on Use
Where necessary, records will be redacted or restricted to comply
with the Public Information Act and/or an Attorney General's decision.
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The terms listed here were used to catalog the
records. The terms can be used to find similar or related records. |
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Subjects: |
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Child welfare
boards--Texas. |
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Child
welfare--Administration of--Texas. |
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Foster home
care--Texas. |
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Child care
services--Texas. |
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Abused children--Services
for--Texas. |
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Aged--Abuse
of--Texas. |
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Aged--Care--Texas. |
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Aged--Institutional
care--Texas. |
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Adoption--Texas. |
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Administrative
agencies--Texas. |
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Social
service--Texas. |
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Document Types: |
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Minutes--Social
service--Texas--1992-2000. |
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Agendas--Social
service--Texas--1992-2000. |
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Correspondence--Social
service--Texas--1992-2000. |
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Reports--Social
service--Texas--1992-2000. |
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Memorandums--Social
service--Texas--1992-2000. |
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Audio cassettes--Social
service--Texas--1992-2000. |
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Floppy discs--Social
service--Texas--1992-2000. |
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Functions: |
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Adminstering child
welfare. |
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Administering care of the
aged. |
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The following materials are offered as
possible sources of further information on the agencies and subjects covered by
the records. The listing is not exhaustive. |
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Texas State
Archives |
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Texas Department of Human Services, Child Protective
Services, Tyler-Smith County Child Welfare Board Records, 1985-1991, 0.2 cubic
ft. |
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Texas Department of Human Services, Office of Programs,
Services to Families and Children, Protective Services for Children Branch,
Records of the CAIIS Project, 1982-1984, 2 cubic ft. |
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Texas Department of Human Services, Deputy Commissioner for
Programs, Office of Services to Families and Children, Assistant Commissioner
for Protective Services, Handbook development materials, 1972-1984, 6 cubic
ft. |
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Texas Department of Human Services, Executive offices,
Central files, 1943-1976, 69 cubic ft. [RESTRICTED] |
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Texas Department of Human Services, Protective Services,
Texas Council of Child Welfare Boards meeting and correspondence files,
1977-1980, 1 cubic ft. [Unprocessed] |
(Identify the item and cite the series), Records, Texas Department
of Protective and Regulatory Services. Archives and Information Services
Division, Texas State Library and Archives Commission.
Accession number: 2002/081
These records were transferred to the Archives and Information
Services Division of the Texas State Library and Archives Commission by the
Texas Department of Protective and Regulatory Services on December 6, 2001.
Nancy Enneking, December 2001
Detailed Description of the Records
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Board minutes and agenda with supporting documentation,
1992-2000, 10 cubic ft. |
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Minutes, agenda, printed materials, organization charts,
correspondence, proposed strategic plans, budget summaries, memoranda, witness
registration cards, computer discs, photographs, audiocassette tapes, and
presentation materials document meetings and public hearings of the governing
board of the Texas Department of Protective and Regulatory Services from its
creation in 1992 through 2000. Files frequently contain both brief summaries of
minutes and full meeting transcripts, in addition to agenda and meeting
supporting documentation. The board occasionally retired into executive
sessions, often regarding personnel and legal issues, but any record of these
sessions (confidential under Texas Government Code 551, Sections 071-086
and146) has not been included in the minutes or transcripts. Subjects addressed
by the board include assorted administrative and policy matters, employees,
budgeting, legislation affecting the agency and its functions, regional and
county protective service programs, child care and child care licensing,
adoption and adoptive homes, mediation, nursing homes and care of the elderly,
home and community based services, and family preservation. The Board
originally met approximately once per month but, gradually, began meeting only
once every several months. No sets of minutes appear to be missing. |
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The records have been microfilmed, thus all fasteners have been
removed, index sheets have been added to the files, and some sets of minutes
lack folders. Some files have associated envelopes of meeting supporting
documentation bound to them with rubber bands. The rubber bands have been
removed and the envelopes have been placed inside the file of minutes to ensure
that materials do not become separated. Some files are titled
"Original" and appear to contain a copy of the
original packet sent to board members prior to a meeting. |
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Arrangement |
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These records are arranged chronologically in the order in which
they arrived. |
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Preferred Citation |
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(Identify the item), Board minutes and agenda with supporting
documentation, Records, Texas Department of Protective and Regulatory Services.
Archives and Information Services Division, Texas State Library and Archives
Commission. |
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Accession Information |
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Accession number: 2002/081 |
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These records were transferred to the Archives and Information
Services Division of the Texas State Library and Archives Commission by the
Texas Department of Protective and Regulatory Services on December 6, 2001. |
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Restrictions on Access |
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Files contain the following restricted information and must be
reviewed by an archivist priot to use by the public:
- Home addresses of board members may be confidential
according to Section 552.024 of the Texas Public Information Act.
- Witness registration cards can contain names and home
addresses of individuals using agency services, such information is
confidential according to Section 12.003 of the Texas Human Resources Code,
stating that except for purposes directly connected with the administration of
the department's assistance programs, it is an offense for a person to solicit,
disclose, receive, or make use of, or to authorize, knowingly permit,
participate in, or acquiesce in the use of the names of, or any information
concerning, persons applying for or receiving assistance if the information is
directly or indirectly derived from the records, papers, files, or
communications of the department or acquired by employees of the department in
the performance of their official duties.
- Names, photographs, and all other information identifying
juveniles placed in foster care/protective services is confidential and subject
to review according to Section 40.005 of the Texas Human Resources Code,
Sections 261.201 and 264.408 of the Texas Family Code, and the Public
Information Act, Chapter 552.101 of the Texas Government Code.
- It may be necessary to review the records for
confidential information regarding reporters of abuse in nursing homes
according to section 242.127 of the Texas Health and Safety Code.
- E-mail addresses of members of the public are
confidential according to Section 552.137 of the Texas Public Information
Act.
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Restrictions on Use |
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Where necessary, records will be redacted or restricted to
comply with the Public Information Act, and/or an Attorney General's
decision. |
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Processed by |
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Nancy Enneking, December 2001 |
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Meeting files |
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[Note: Unless otherwise specified, the files are titled
"Board meeting" or a variation thereof] |
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1992: |
| box |
| 2002/081-1 |
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July 17 |
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August 7 |
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First board meeting,
July 18 |
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August 7 |
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August 21 |
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September 11 |
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September 18 |
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October 9-10 |
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Arlington public hearing,
October 19 |
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Beaumont public hearing,
October 19 |
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Dallas public hearing,
October 19 |
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Amarillo public hearing,
October 20 |
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Houston public hearing,
October 21 |
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Laredo public hearing,
October 21 |
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Corpus Christi public hearing,
October 22 |
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Midland/Odessa public hearing,
October 23 |
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El Paso public hearing,
October 23 |
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October 26 |
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October 31 |
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November 10 |
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LBB [Legislative Budget Board] hearing,
November 11 |
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November 23 |
| box |
| 2002/081-2 |
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December 11 |
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December 18 |
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1993: |
| box |
| 2002/081-2 |
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January 15 |
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February 5 |
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March 12 |
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Original,
March 12 |
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April 16-17 |
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Retreat,
April 1993 |
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May 14, 1992 [sic] |
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June 10 |
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July 9, 1992 [sic] |
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August 13 |
| box |
| 2002/081-3 |
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September 9-10 |
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October 8 |
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November 18-19 |
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December 10 |
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1994: |
| box |
| 2002/081-3 |
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January 14 |
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February 11 |
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March 10-11 |
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April 7-8 |
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May 13 |
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June 12 |
| box |
| 2002/081-4 |
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July 7-8 |
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July 29 |
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September 9 |
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October 20 |
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November 17-18 |
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Originals,
December 9 [3 files, 2 untitled] |
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1995: |
| box |
| 2002/081-4 |
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January 13 |
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February 10 |
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March 10 |
| box |
| 2002/081-5 |
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April 21 |
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May 12 |
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Work session,
June 9 |
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Work session,
July 18 |
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July 18 |
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Work session,
August 15-16 |
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Originals,
August [15] |
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September 15 |
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October 13 |
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November 17 |
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December 22 |
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1996: |
| box |
| 2002/081-5 |
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Work session,
January 25 |
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January 26 |
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March 26 |
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May 23-24 |
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Originals,
May 24 |
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May 29 |
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June 12 |
| box |
| 2002/081-6 |
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July 2 |
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August 22 |
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[September 27] [wallet file] |
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Originals,
September 27 |
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[Untitled] [wallet file]: |
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[Loose meeting documents],
November 21 |
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Originals,
November 21 |
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1997: |
| box |
| 2002/081-6 |
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February 24 |
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February 28 |
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May 9 |
| box |
| 2002/081-7 |
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July 25 [wallet file] |
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[Untitled] [wallet file]: |
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September 26 |
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Orders and motions,
September 26 |
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Work session,
December 2 [wallet file] |
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December 3 [wallet file] |
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Originals,
December 3 [wallet file] |
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1998: |
| box |
| 2002/081-7 |
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February 27 [wallet file] |
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Originals,
February 27 [wallet file]: |
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[Loose meeting documents],
February 27 |
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Orders,
February 27 |
| box |
| 2002/081-8 |
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April 28 [wallet file] |
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Work session,
April 24 [wallet file] |
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Originals,
April 24 [wallet file] |
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[Untitled] [wallet file]: |
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June 26 |
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Orders,
June 26 |
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Originals,
June 26 [wallet file; includes a green pocket folder entitled
"Work session"] |
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Work session,
August 3 |
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August 28 [wallet file] |
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Orders and 1999 audit plan,
August 28 |
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Originals,
August 28 [wallet file] |
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Originals,
October 23 [wallet file] |
| box |
| 2002/081-9 |
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October 23 [wallet file] |
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1999: |
| box |
| 2002/081-9 |
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Work session,
January 6 |
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[Untitled],
[January 7] [wallet file] |
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Orders and minutes,
January 7 [wallet file] |
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[Untitled] [wallet file]: |
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[Loose meeting documents],
February 26 |
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Order,
February 26 |
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Originals,
February 26 |
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April 30 |
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Orders,
April 30 |
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Original,
April 30 |
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[Untitled],
June 25 |
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[Loose materials]
June 25 |
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Orders,
June 25 |
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Opinions,
June 25 |
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June 26 |
| box |
| 2002/081-10 |
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August 27 |
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Orders,
August 27 |
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Originals,
August 27 |
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Work session,
October 21 |
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October 22 |
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Orders and minutes,
October 22 |
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Board minutes - originals,
July 18, 1992 thru November 11,
1995 |
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Board minutes - originals,
January 25, 1996 thru May 26,
2000 |
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Administrative correspondence,
1993-2000, 4 cubic ft. |
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Records comprise correspondence, memoranda, faxes, clippings, and
reports that document the correspondence/signature files of the members of the
governing board of the Texas Department of Protective and Regulatory Services
from 1993 to 2000. Correspondence passes between board members, agency staff,
members of the Legislature, other state and local officials, and, occasionally,
members of the public involved in client cases. Subjects discussed in the
correspondence include agency policies and procedures, strategic and operating
plans, licensing standards, child abuse, abuse of the elderly, foster care,
adoption, and, rarely, summaries of client cases. |
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Arrangement |
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These records are arranged in the order in which they arrived.
Although file titles indicate that materials have been divided into e-mail,
faxes, and regular correspondence, each of the formats may be found in most
files. |
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Preferred Citation |
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(Identify the item), Administrative correspondence, Records,
Texas Department of Protective and Regulatory Services. Archives and
Information Services Division, Texas State Library and Archives Commission. |
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Accession Information |
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Accession number: 2002/081 |
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These records were transferred to the Archives and Information
Services Division of the Texas State Library and Archives Commission by the
Texas Department of Protective and Regulatory Services on December 6, 2001. |
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Restrictions on Access |
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Files contain the following confidential information and must be
reviewed by an archivist prior to use by the public:
- Telephone calling card numbers are confidential according
to Section 552.137 of the Public Information Act.
- Names, addresses and other identifying information of
individuals using agency services is confidential according to Section 12.003
of the Texas Human Resources Code, stating that except for purposes directly
connected with the administration of the department's assistance programs, it
is an offense for a person to solicit, disclose, receive, or make use of, or to
authorize, knowingly permit, participate in, or acquiesce in the use of the
names of, or any information concerning, persons applying for or receiving
assistance if the information is directly or indirectly derived from the
records, papers, files, or communications of the department or acquired by
employees of the department in the performance of their official duties.
- Names, photographs, and all other information identifying
juveniles placed in foster care/protective services is confidential and subject
to review according to Section 40.005 of the Texas Human Resources Code,
Sections 261.201 and 264.408 of the Texas Family Code, and the Public
Information Act, Chapter 552 of the Texas Government Code.
- It may be necessary to review the records for
confidential information regarding reporters of abuse in nursing homes
according to section 242.127 of the Texas Health and Safety Code.
- E-mail addresses of members of the public are
confidential according to Section 552.137 of the Texas Public Information
Act.
- Common-law privacy may apply to some correspondence
according to Section 552.101 of the Texas Public Information Act.
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Restrictions on Use |
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Where necessary, records will be redacted or restricted to
comply with the Public Information Act and/or an Attorney General's
decision. |
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Processed by |
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Nancy Enneking, December 2001 |
| box |
| 2002/081-11 |
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Correspondence to all,
1994, 1998-2000 [four files and a set of correspondence bound by a rubber
band] |
| box |
| 2002/081-12 |
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Correspondence to all,
1995-1998 [four files] |
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Bradley correspondence,
1996-1997 |
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Dickey, correspondence/signature file,
1995-1997 [two files] |
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Stahl correspondence/signature file,
1996-1997 |
| box |
| 2002/081-13 |
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Bradley, faxes,
1999-2000 |
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Dickey, faxes,
1999-2000 |
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Hoffman, faxes,
1999-2000 |
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Lede, faxes,
1999-2000 |
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Strauch,
2000 |
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Mosbacher, faxes,
1999-2000 |
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All board members, faxes and e-mails,
2000 |
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Beaumont, correspondence/signature file,
1996-1998 |
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Beaumont,
1996-1999 |
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Bradley, correspondence/signature file,
1996-1998 [two files] |
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Dickey, correspondence/signature file,
1996-1998 [two files] |
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M. Dickey, notes/faxes from,
1996-1998 |
| box |
| 2002/081-14 |
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Mosbacher, correspondence/signature file,
1996-1999 [two files] |
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Sheehan, correspondence/signature file,
1996-1999 |
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[Loose Stahl correspondence],
1993-1996 [four loose bundles bound with rubber bands] |
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S. Stahl correspondence,
1994-1995 |
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